ACA Group is the leading #governance, #risk, and #compliance (#GRC) advisor in financial services.
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The FCA found material weaknesses in the surveillance arrangements of all seven firms it recently reviewed. Read the key lessons for alert calibration, STOR decisions, testing, and governance: hubs.ly/Q04BPQrB0–transact…
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You know who has the keys to your systems. But who else might have a copy? 🔑
This #CybersecurityAwarenessMonth, uncover the hidden risks of third-party AI use and learn how to strengthen oversight.
Watch ACA’s webcast: hubs.ly/Q04BMKFv0
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Don’t let cyber risk haunt your firm. Join ACA for a chilling look at 2026’s scariest cyber breaches, the control gaps behind them, and practical steps to strengthen resilience.
October 29, 2026 | 11:00 a.m.-12:00 p.m. ET
Protect your firm: hubs.ly/Q04BskdW0
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When should your RIA update Form ADV? Our practical materiality framework helps RIAs assess changes to strategies, fees, leadership, conflicts, Form CRS, and client disclosures.
Read the blog: hubs.ly/Q04BlkGW0
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Cyber risks uncovered after closing can turn a promising deal into a costly surprise.
This #CybersecurityAwarenessMonth, start assessing your cyber exposure before an acquisition and better manage risks throughout the investment lifecycle: hubs.ly/Q04BbcN40
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Expanding into the UAE? Join our webcast for practical guidance on DIFC, ADGM, onshore, and free zone pathways, and the changing considerations for technology-led and virtual asset business models.
Register for the webcast: hubs.ly/Q04B3WYT0
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As private markets firms grow, compliance, operations, and distribution need to scale with them.
Join ACA on October 20 for a cross-functional discussion on what’s changing—and what firms should consider as they prepare to scale.
Register now: hubs.ly/Q04B3WgJ0
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Year-end regulatory demands can expose compliance capacity gaps. Explore four signs your compliance team may need interim support: hubs.ly/Q04zYwXx0
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Is your broker-dealer prepared for year-end?
Join ACA and industry leaders for guidance on key obligations for the 2026 close and 2027 planning.
Register: hubs.ly/Q04zLM3H0
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You locked the doors. You checked the windows.
But what about the entrance you didn’t know existed?
See what an attacker might see. Explore ACA’s latest cyber risk insights: hubs.ly/Q04zLkV20
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Efficiency does not always equal resilience.
ACA’s 2026 COO Priorities Survey reveals how investment operations leaders are addressing capacity constraints, legacy technology, AI adoption, and third-party oversight.
Download the report: hubs.ly/Q04zDWsx0
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FCA CP26/34 gives firms an early view of the proposed guidance, transitional provisions, schema, and validation rules shaping UK transaction reporting reform. The consultation closes 6 November 2026.
Read the alert: hubs.ly/Q04zBzvj0
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The FCA estimates its UK MiFIR transaction reporting reforms could save firms more than £100 million annually.
But savings will not be automatic. Find out what firms need to consider to realise them: hubs.ly/Q04zbYt_0
#TransactionReporting #MiFIR #FCA
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The SEC is focused on how firms govern AI use: policies, supervision, inventories, training, and accurate public representations.
How is your firm approaching AI adoption? Watch the replay: hubs.ly/Q04zbTN00
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Join ACA and @ConfluenceTech for a practical discussion on building a compliance operating model that supports sustainable growth.
📅 October 15, 2026 |⏰ 11:00 AM-12:00 PM ET
Reserve your spot: hubs.ly/Q04yNGfb0
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Not every cybersecurity threat announces itself. Some are already lurking in the shadows. 👻
For Cybersecurity Awareness Month, we’re shining a light on the risks that can hide beneath the surface.
Put your defenses to the test: hubs.ly/Q04yNxpr0
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AI adoption is accelerating across wealth managers. Is governance keeping pace?
At @FutureProof_HQ, ACA's Carlo di Florio shared three priorities: deliver measurable AI value, build strong governance, and be ready to explain your AI program.
Learn more: hubs.ly/Q04yMysp0
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Growth exposed key-person risk in this $2 billion asset manager’s GIPS® program.
See how one COO addressed key-person risk while building a more resilient and scalable performance reporting model: hubs.ly/Q04yG4PY0
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Your valuation process may not have changed. The scrutiny around it has.
Now is an opportunity to pressure-test valuation practices before those practices are tested for them. Learn about the practical steps private credit managers should consider now: hubs.ly/Q04yG3sK0
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ACA Group retweeted
An @ACACompliance webinar covered the private fund & foreign private adviser exemptions to registration under the Advisers Act; common registration pitfalls; what to expect in initial SEC exams; & the range of exam outcomes. This article sums up the panel. lnkd.in/gVq2JqzW
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