Last Chance to Register for our Rethinking Supervision Webinar! Join us to learn how holistic #conductsurveillance can help your firm stay a step ahead of risk, while improving investor protections, and ensuring #compliance with regulations. tinyurl.com/mpd9vj7j#regtech
Time to rethink supervision of your registered representatives? Join @NICE_Actimize for this webinar to see how holistic #conductsurveillance can help your firm monitor for client abuse & poor sales practices, while staying a step ahead of risk. tinyurl.com/yas44ssx#regtech
Take the @NICE_Actimize@Capco Communications Surveillance Benchmarking #Survey! See how your firm compares on: biggest comms surveillance challenges, alert volumes, STORs reports, #surveillance tech spending, use of new communication channels, #AI & more. surveymonkey.com/r/3KPKTQR
Time to rethink supervision of your registered representatives? Join @NICE_Actimize for this webinar to see how holistic #conductsurveillance can help your firm monitor for client abuse & poor sales practices, while staying a step ahead of risk. tinyurl.com/yas44ssx#regtech
Is your current approach to archiving communications data coming up short? Download this eBook to learn 8 factors to consider when looking for a new, next-generation digital communications archiving solution. tinyurl.com/53a5u2kh#regtech#financialservices#archiving
What’s the role of AI in compliance? Chad Billing, Guy Gettens, and Microsoft’s Falguni Desai provide their thoughts in the video below. Want to learn more? View the complete on-demand webinar here: lnkd.in/gWDJxMQS#regtech#compliance#AI#financialservices
Is your current approach to archiving communications data coming up short? Download this eBook to learn 8 factors to consider when looking for a new, next-generation digital communications archiving solution. tinyurl.com/53a5u2kh#regtech#financialservices#archiving
[#eBook] Is your #compliance team drowning in a sea of false alerts, spending too much time sifting through noise to find real risks? Discover how alert prediction can save your team time & empower them to make better decisions. tinyurl.com/4938x3sj#regtech#financialservices